We Offer
Practical AML support, built around your organisation.
Every organisation has a different risk appetite, client base, operating model and governance structure. But everyone needs the processes to run smoothly. Compliance Plus is your trusted partner in running your processes for you.
Our goal is not to reinvent the wheel for you; we are here to run along with you.
Client & Matter Due Diligence
Support with client onboarding, ownership and control analysis, risk-factor identification, CDD review and structured escalation.
- Onboarding and CDD review support
- Ownership and control analysis
- Risk-factor identification and documentation
- Structured escalation of unresolved concerns
Periodic & Event-Driven Reviews
Design and support review processes that ensure client information and risk assessments remain current when circumstances change.
- Review scheduling and trigger definition
- Backlog and ageing management
- Refresh standards and completion criteria
AML Process Design
Build or refine practical AML procedures that translate regulatory requirements and organisational policies into workable day-to-day processes.
- Procedure drafting and simplification
- Ownership, timing and evidence standards
- Alignment of written procedure with actual practice
Forms & Information Architecture
Design onboarding, CDD and risk-assessment forms that collect the information decision-makers actually need.
- Question design and conditional logic
- Response options that reduce ambiguity
- Early identification of missing information
Approval & Escalation Frameworks
Build clear approval pathways so cases reach the appropriate authority with concise and decision-useful information.
- Authority mapping by risk factor
- Escalation triggers and thresholds
- Decision-ready approval templates
AML Management Information
Design MIS and operational reporting that helps AML teams, MLROs and senior stakeholders understand workloads, ageing, risk and priorities.
- Operational and governance reporting
- Workload, ageing and SLA visibility
- High-risk population monitoring
Let's talk about your AML process.
Refining an onboarding framework, clearing a review backlog or redesigning risk assessments — we would be happy to understand the challenge.